Governance Protections of the 1940 Act and Abuses Allowed by Annual Meetings
Harvard Corporate Governance
NOVEMBER 4, 2024
Posted by Paul G. Cellupica and Kevin Ercoline, Investment Company Institute, on Monday, November 4, 2024 Editor's Note: Paul G. Cellupica is a General Counsel and Kevin Ercoline is an Assistant General Counsel at the Investment Company Institute. This post is supplemental to the Investment Company Institute’s comment letter. The New York Stock Exchange’s (NYSE) 1920s-era annual shareholder meeting requirement for listed closed-end funds (CEFs) has left open an end-run around the governance prot
Let's personalize your content