SEC reports Enforcement stats for fiscal 2023 —with big contributions from whistleblowers
Harvard Corporate Governance
DECEMBER 9, 2023
Posted by Cydney S. Posner, Cooley LLP, on Saturday, December 9, 2023 Editor's Note: Cydney S. Posner is Special Counsel at Cooley LLP. This post is based on her Cooley memorandum. The SEC has announced its Enforcement stats for fiscal 2023, which revealed that the SEC filed 784 total enforcement actions, up 3% from the 760 filed in fiscal 2022. However, the level of financial remedies declined in fiscal 2023 to $4.9 billion from a record $6.4 billion last year.
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