Erik A. Lopez

SEPTEMBER 23, 2015

First, it qualifies ( i.e. , limits) various seller representations, warranties and covenants , establishing a relatively high threshold for disclosure or compliance relating to risks associated with changes in the target’s business. MAE serves two primary functions in a transaction agreement.

Net Debt 52

Net Debt EBIT Marketability Specific Risk 52

Reynolds Holding

AUGUST 9, 2023

The Bank Policy Institute noted in response to the Capital Proposal that “private equity, private debt, hedge funds, finance companies and other unregulated firms” would likely gain market share with higher margins. higher amount of RWAs) of the two when determining compliance with the regulatory capital requirements (see graphic below).

Banking 52

Banking Market Risk Marketability Finance 52

Internal Audit 360

FEBRUARY 29, 2024

The causes of a corporate scandal are also far too predictable: failures in corporate governance, poor risk management, compliance failures, unreliable intelligence, inadequate security, insufficient resilience, ineffective controls, and failures by assurance providers. Once AI systems are deployed, it can be difficult to change them.

Technology 69

Technology Compliance Specific Risk Finance 69

Harvard Corporate Governance

NOVEMBER 21, 2022

Additionally, rising interest rates could impact a company through changes in financing availability, the cost of debt, and exchange rate fluctuations. [2]. 2 For more information, see our prior alert, “ Inflation and increasing interest rates reshape US leveraged finance markets.” ” (go back). ” (go back).

Technology 251

Technology Marketability Compliance Specific Risk 251

Reynolds Holding

MARCH 27, 2024

In his speech on the same day the Proposal was released, CFPB Director Chopra was somewhat more pointed, stating that the FDIC “will carefully evaluate the banks’ compliance records, especially with respect to consumer law. The agency will consult with the relevant state and federal authorities, including the CFPB.

Banking 45

Banking Marketability Specific Risk Finance 45

Reynolds Holding

MARCH 27, 2023

And after declining in 2021, “Finance” filings declined again (down to 8%), reaching a low watermark in recent years. Ch.) (“ Gig2 ”), alleged that the failure to disclose was in relation to the financing structure of the de- SPAC transaction. Failure To Disclose Specific Risks In re Talis Biomedical Corp. at *18–19.

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

FEBRUARY 1, 2023

One example was the October purchase by Blackstone of a majority stake in Emerson Electric’s Climate Technologies business in a transaction valuing Climate Technologies at $14 billion, which utilized a number of different financing structures (including $2.6 billion of financing from direct lenders and $2.2 persons.

Equity 45

Equity Finance Technology Banking 45

Reynolds Holding

DECEMBER 22, 2024

As of January 1, 2026, registered investment advisers (RIAs) and exempt reporting advisers (ERAs) will face new regulatory obligations under the Financial Crimes Enforcement Networks (FinCEN) final rule on anti-money laundering (AML) and countering the financing of terrorism (CFT). [1]

Compliance 45

Compliance Finance Banking Specific Risk 45

ThomsonReuters

DECEMBER 27, 2024

Compliance with these GAAP requirements during financial audits is essential to maintaining the integrity of financial statements. Additionally, auditors need to understand the specific risks associated with cryptoassets. What should accountants look for in cryptocurrency audit software?

Accounting Firms 52

Accounting Firms Compliance Specific Risk Technology 52

Reynolds Holding

OCTOBER 5, 2022

The court ultimately held for the defendants, finding that the bylaws were “validly enacted on a clear day,” and the board “did not unfairly apply” them or make “compliance [with them] difficult.” 2. Failure To Disclose Specific Risks. B. Court Of Chancery Offers Guidance On “Vague” Schnell Standard. In Coster v.

Start-ups 56

Start-ups Marketability Equity Compliance 56

Reynolds Holding

DECEMBER 22, 2024

That legal requirement promotes legal compliance in its own right, while also providing a mechanism for holding fiduciaries accountable when they knowingly cause an entity to violate positive law. Portfolio Theory and the Capital Asset Pricing Model , in Principles of Corporate Finance, 198, 198213 (13th ed. In In re Match Group, Inc.

Dividends 45

Dividends Compliance Marketability Firm-specific Risk 45

Reynolds Holding

NOVEMBER 17, 2024

6] While most event contracts traded on DCMs are subject to cursory review by the CFTC for compliance with general contract listing standards, Congress amended the CEA in 2010 to authorize more detailed CFTC review of certain categories of DCM-listed event contracts to determine whether they are consistent with public interests. [7]

Marketability 45

Marketability Finance Compliance Specific Risk 45