Reynolds Holding

NOVEMBER 28, 2022

In advancing this view, Congress and the regulators appear to be following a path laid out by crypto companies seeking legitimacy through inclusion (on their own terms), in regulated finance. In fact, despite the “dress-up” clothes it wears, crypto trading isn’t finance or financial services at all. Crypto and the Purpose of Finance.

Finance 112

Finance Banking Marketability Treasury 112

Harvard Corporate Governance

NOVEMBER 16, 2022

Welcome to the Compliance Outreach Program of the Securities and Exchange Commission’s Investment Adviser/Investment Company National Seminar. Compliance. As chief compliance officers, I think that you all seek to be considered as “good counsellors.”. Good morning. more…).

Compliance 183

Compliance Finance 183

Harvard Corporate Governance

APRIL 30, 2022

We also provide our views on where the rules fit into governance, compliance and disclosure more broadly. Last month, the Securities and Exchange Commission proposed long-awaited rules that would mandate enhanced climate-related disclosures by public companies. A Bit of Background and the Broader Context.

Corporate Finance 271

Corporate Finance Compliance Finance Marketability 271

Accountancy Today

JULY 21, 2022

More is needed to tackle R&D abuse and improve compliance despite the improvements to legislation made as part of the Government’s Finance Bill, according to RSM UK. The new bill confirms that claims for R&D reliefs must be made digitally, due to come into effect for accounting periods beginning on or after April 2023.

Compliance 105

Compliance Start-ups Finance Corporate Finance 105

ThomsonReuters

JANUARY 3, 2022

Supply-chain finance is nothing new; it’s been?around Greensill Capital collapsed in early 2021 when it lost financing after its shady practices came to light. Understanding the supply-chain finance process. In general, the financing arrangement is one where: . And lenders get their financing fees.

Finance 98

Finance Compliance Banking 98

Harvard Corporate Governance

APRIL 14, 2023

Walters, McDermott Will & Emery LLP, on Monday, April 10, 2023 Tags: compliance , Debt-like compensation , Disclosure , DOJ , process review , Sanctions U.S. Paramount Global Settles CBS – Viacom Merger Lawsuit for $122.5 Million Posted by Subodh Mishra, Institutional Shareholder Services, Inc., Murphy, Julian L. André, and Sarah E.

Corporate Finance 229

Corporate Finance Compliance Finance Marketability 229

Harvard Corporate Governance

OCTOBER 13, 2022

The majority (53%) requested disclosure reports detailing strategies, use and trend metrics, compliance efforts and similar information about single use plastic and packaging materials.

Compliance 222

Compliance Finance 222

Harvard Corporate Governance

APRIL 25, 2022

The SEC’s Division of Enforcement last year formed a Climate and ESG Task Force to, among other things, “analyze disclosure and compliance issues relating to investment advisers’ and funds’ ESG strategies” and ESG related issues have moved to the forefront of exams conducted of registered investment advisers.

Finance 235

Finance Compliance Marketability 235

Harvard Corporate Governance

NOVEMBER 27, 2022

compensation, finance, sustainability) who are engaged in the company’s strategy, and understand and have access to the data needed to measure and report on ESG performance. In somecases, the rationale may be obvious, such as when a company includes compliance-related goals in the wake of a widespread compliance failure.

Compliance 351

Compliance Finance Equity Marketability 351

Brian DeChesare

MARCH 8, 2023

If you want to work in the most cyclical role in the finance industry, it’s hard to beat commodity hedge funds. I noted the following points: A few people (~5-10%) had a political, legal, or compliance background , probably for the same reason that people use experience at central banks or in economics/strategy roles to get into global macro.

Finance 119

Finance Start-ups Banking Alpha 119

Appraisers Blog

SEPTEMBER 4, 2024

The Federal Housing Finance Agency (FHFA) published the 2024Q1 update of the Uniform Appraisal Dataset (UAD) Aggregate Statistics Data File and Dashboards on June 27, 2024. So… $37,243 is only 33 appraisals. ARCC stated this is only the tip of the iceberg with regard to the data collected, representing about 10% of that received.

Appraisal 98

Appraisal Compliance Finance 98

Harvard Corporate Governance

SEPTEMBER 27, 2023

Posted by Joseph Kalmenovitz (University of Rochester), on Wednesday, September 27, 2023 Editor's Note: Joseph Kalmenovitz is an Assistant Professor of Finance at the Simon Business School, University of Rochester. This post is based on his recent paper forthcoming in the Review of Financial Studies.

Capital Structure 173

Capital Structure Compliance Finance 173

Harvard Corporate Governance

JUNE 30, 2023

Berger (University of Chicago), Wei Cai (Columbia University), and Lin Qiu (Purdue University) , on Monday, June 26, 2023 Tags: Board culture , Board of Directors , CEOs , Corporate culture , dei , Diversity Demonstrating Pay and Performance Alignment Posted by Mike Kesner, Linda Pappas and Ed Sim, Pay Governance LLC, on Monday, June 26, 2023 Tags: (..)

Corporate Finance 228

Corporate Finance Compliance Banking Finance 228

Redpath

JUNE 3, 2024

Navigating the intricacies of construction finance has always been challenging, but ongoing shifts in the global supply chain constantly add new layers of complexity.

Compliance 111

Compliance Finance 111

Harvard Corporate Governance

MARCH 13, 2024

Posted by Jillian Grennan (UC Berkeley), on Wednesday, March 13, 2024 Editor's Note: Jillian Grennan is an Associate Adjunct Professor of Finance and Sustainability at the University of California, Berkeley Haas School of Business. Harvey , and Shivaram Rajgopal.

Intangible Assets 211

Intangible Assets Corporate Finance Finance Firm Value 211

Audit Board

OCTOBER 2, 2023

Information security and compliance operate in silos at some organizations, but greater collaboration between the functions reduces security risk and boosts compliance. Information Security leaders ask: How do I make sure compliance is not just a check-the-box exercise? This was originally published by ISACA in August 2023.

Compliance 59

Compliance Technology Finance 59

Harvard Corporate Governance

JULY 2, 2024

On May 21, 2024, Erik Gerding, director of the SEC’s Division of Corporate Finance, issued a statement to clarify that public companies are only required to disclose a cybersecurity incident under Item 1.05 of Form 8-K if the incident is “determined by the registrant to be material.”

Corporate Finance 133

Corporate Finance Compliance Finance Marketability 133

Sun Acquisitions

AUGUST 19, 2024

Uncertain economic times, marked by market fluctuations and unpredictable consumer behavior shifts, pose significant challenges for financing M&A deals. Diversify Financing Sources: Relying solely on traditional financing avenues such as bank loans may not be feasible in uncertain economic conditions.

Finance 59

Finance Venture Capital Fund Banking Compliance 59

Harvard Corporate Governance

JANUARY 23, 2024

Posted by Adam Kolasinski (Texas A&M University), and Nan Yang (Hong Kong Polytechnic University), on Tuesday, January 23, 2024 Editor's Note: Adam Kolasinski is a Professor of Finance at Texas A&M University, and Nan Yang is an Associate Professor of Finance at the Hong Kong Polytechnic University.

Banking 133

Banking Marketability Finance Compliance 133

Sun Acquisitions

MARCH 29, 2024

In the world of mergers and acquisitions (M&A), seller financing deals can offer numerous benefits to buyers. To safeguard your investment in seller financing M&A transactions, it’s crucial to conduct thorough due diligence. Seller financing involves extending credit to the buyer to facilitate the deal.

Finance 64

Finance Business Valuation Compliance Marketability 64

Global Finance

JULY 30, 2024

In recent years, anti–New York sentiment around issues such as compliance requirements and environmental, social and governance rules has triggered a backlash among many businesses. Texas’ specialization in the energy sector, meanwhile, would provide energy companies with another avenue for corporate finance solutions.

Corporate Finance 105

Corporate Finance Finance Compliance Banking 105

Global Finance

SEPTEMBER 25, 2024

Global Finance: What are the overall trends impacting international banking transactions? Regulatory shifts, such as Instant Payments and ISO20022 migration, mandate enhanced compliance and speed. The recent ISO20022 migration facilitates more efficient payment processing and compliance.

Banking 98

Banking Compliance Treasury Finance 98

RNC

MARCH 13, 2025

Accurate reporting ensures transparency, accountability, and compliance with industry regulations, which is essential for sustainable growth. Regulators and auditors analyze financial reports to ensure compliance and prevent fraud. Regular audits and adherence to accounting standards help maintain transparency and legal compliance.

Business Valuation 52

Business Valuation Compliance Finance Equity 52

Harvard Corporate Governance

JUNE 23, 2022

This post is based on a comment letter by Professor Cunningham and 21 other Professors of law and finance. George Tucker III Research Professor at George Washington University Law School. Related research from the Program on Corporate Governance includes The Illusory Promise of Stakeholder Governance by Lucian A. more…).

Compliance 214

Compliance Finance 214

Harvard Corporate Governance

SEPTEMBER 6, 2022

In the aftermath of the Russian invasion of Ukraine on February 24, 2022, hundreds of Western companies have taken the unprecedented step of withdrawing from Russia, going beyond compliance with regulations and sanctions.

Compliance 214

Compliance Finance Marketability 214

Global Finance

JULY 29, 2024

Regardless of the potential upheaval, Saxena thinks the latest innovations could quickly up banks’ compliance programs, where generative AI’s speed and accuracy could contain reputational exposure to issues such as money laundering, etc. “AI The post GCC Banking’s New Techno-Frontier appeared first on Global Finance Magazine.

Banking 124

Banking Finance Technology Compliance 124

John Jenkins

APRIL 26, 2024

A recent lawsuit involving a buyer’s attempt to terminate a deal based on a seller’s alleged non-compliance with the purchase agreement’s financing cooperation covenant raises the question of when a buyer should have the right to walk away from a deal on that basis.

Finance 49

Finance Compliance 49

Benzinga

SEPTEMBER 30, 2022

Workiva Inc (NYSE: WK ), a cloud application provider for reporting and compliance, attracted takeover interest from private equity firms. Thoma Bravo and TPG are among firms that have held financing discussions with direct lenders to support a potential transaction, Bloomberg reports. billion before.

Private Equity Firm 98

Private Equity Firm Compliance Finance Equity 98

Sun Acquisitions

APRIL 19, 2024

In the world of M&A, it’s not uncommon to see a mix of seller financing , equity investment, and all-cash elements coming together to create a mutually beneficial arrangement for buyers and sellers. Seller financing can be desirable to buyers needing help to secure traditional financing.

Finance 59

Finance Equity Compliance 59

Sun Acquisitions

APRIL 12, 2024

In the world of M&A, it’s not uncommon to see a mix of seller financing , equity investment , and all-cash elements coming together to create a mutually beneficial arrangement for buyers and sellers. Seller financing can be desirable to buyers needing help to secure traditional financing.

Finance 59

Finance Equity Compliance 59

Mckinsey and Company

OCTOBER 10, 2024

Here’s how CFOs across industries and markets can move beyond “check the box” compliance and enable strategy-driven, carbon-based decision making. Better carbon management can be a competitive advantage.

Compliance 135

Compliance Marketability Corporate Finance Finance 135

Global Finance

OCTOBER 23, 2024

The use of AI in finance has been a hot topic at this year’s Sibos conference, as banks consider how AI can transform the way financial services are delivered and consumed, and, more urgently, how its data is managed. The post Banks Seek Ways To Manage Data Quality For AI Services appeared first on Global Finance Magazine.

Banking 111

Banking Finance Compliance Technology 111

RNC

APRIL 22, 2024

Under the Indian Accounting Standards (IND AS), specific standards outline the requirements for mandatory valuations to ensure compliance and integrity in financial statements. This safeguards stakeholders’ trust and maintains integrity in company finances.

Compliance 52

Compliance Intangible Assets Fair Market Value Book Value 52

IVSC

JUNE 14, 2023

Prior to joining PIF, Doug was a Corporate Finance Partner and Global Valuation Leader for KPMG. Jennifer Samarco Vice President, Investment Finance & Valuations, OMERS Jennifer is currently a Director with the OMERS private investment finance team, having joined in October 2017. in finance from the Kedge Business School.

Intangible Assets 130

Intangible Assets Corporate Finance Finance Equity 130

ThomsonReuters

JULY 8, 2021

Multinational enterprises (MNEs) began using centralized shared services centers three decades ago to standardize and improve efficiency in back-office functions such as finance & accounting, human resources, and IT. Tax & Tech Talks: How to Achieve Global Statutory Financial Compliance.

Technology 98

Technology Finance Compliance Corporate Finance 98

Audit Board

MARCH 15, 2022

LOS ANGELES, CA - March 15, 2021 – AuditBoard, the leading cloud-based platform transforming audit, risk, and compliance management, today announced that Josh Harding, former SVP, Finance and Operations at SailPoint ??(NYSE: SailPoint’s Josh Harding joins AuditBoard to help business scale through continued rapid growth.

Compliance 98

Compliance Corporate Finance Finance Equity 98

Reynolds Holding

SEPTEMBER 26, 2024

Today, I plan to talk about how these efforts support a key aspect of our mission — to prevent and deter corporate crime by incentivizing corporations to invest in robust compliance programs and report misconduct when it occurs. And compliance professionals are charged with holding the line on compliance and good corporate culture.

Compliance 45

Compliance Start-ups Technology Finance 45