Harvard Corporate Governance

JULY 2, 2024

On May 21, 2024, Erik Gerding, director of the SEC’s Division of Corporate Finance, issued a statement to clarify that public companies are only required to disclose a cybersecurity incident under Item 1.05 of Form 8-K if the incident is “determined by the registrant to be material.”

Corporate Finance 129

Corporate Finance Compliance Finance Marketability 129

ThomsonReuters

NOVEMBER 8, 2022

The weekly ESG Toolkit article published in Accounting & Compliance Alert (ACA) rounds up environmental, social and governance (ESG)-related Checkpoint updates across practice areas. Though compliance dates are not yet definitive, it is expected that companies will be required to implement clawback policies by late 2023 or early 2024.

Corporate Finance 59

Corporate Finance Finance Compliance Marketability 59

Accountancy Today

JULY 21, 2022

More is needed to tackle R&D abuse and improve compliance despite the improvements to legislation made as part of the Government’s Finance Bill, according to RSM UK. The new bill confirms that claims for R&D reliefs must be made digitally, due to come into effect for accounting periods beginning on or after April 2023.

Compliance 105

Compliance Start-ups Finance Corporate Finance 105

IVSC

JUNE 14, 2023

Prior to joining PIF, Doug was a Corporate Finance Partner and Global Valuation Leader for KPMG. Hakim has 14 years of experience in valuation and corporate finance, and he specializes in the valuation of illiquid securities, businesses and intangible assets.

Intangible Assets 130

Intangible Assets Corporate Finance Finance Equity 130

Reynolds Holding

JUNE 24, 2024

Before I begin, I do need to provide our standard disclaimer: The views we express today are provided in our official capacities in the Commission’s Division of Corporation Finance but do not necessarily reflect the views of the Commission, the Commissioners, or any other members of the staff.

Corporate Finance 45

Corporate Finance Finance Compliance Banking 45

Global Finance

JULY 30, 2024

In recent years, anti–New York sentiment around issues such as compliance requirements and environmental, social and governance rules has triggered a backlash among many businesses. Texas’ specialization in the energy sector, meanwhile, would provide energy companies with another avenue for corporate finance solutions.

Corporate Finance 105

Corporate Finance Finance Compliance Banking 105

Mckinsey and Company

OCTOBER 10, 2024

Here’s how CFOs across industries and markets can move beyond “check the box” compliance and enable strategy-driven, carbon-based decision making. Better carbon management can be a competitive advantage.

Compliance 135

Compliance Marketability Corporate Finance Finance 135

Audit Board

MARCH 15, 2022

LOS ANGELES, CA - March 15, 2021 – AuditBoard, the leading cloud-based platform transforming audit, risk, and compliance management, today announced that Josh Harding, former SVP, Finance and Operations at SailPoint ??(NYSE: SailPoint’s Josh Harding joins AuditBoard to help business scale through continued rapid growth.

Compliance 98

Compliance Corporate Finance Finance Equity 98

Harvard Corporate Governance

AUGUST 24, 2023

Finally, today’s adoption includes amendments regarding books and records to help ensure compliance for all advisers. Fifth, to benefit market integrity, the rules will require an annual audit of private funds conducted consistent with audits under the existing Advisers Act custody rule.

Corporate Finance 189

Corporate Finance Marketability Compliance Finance 189

ThomsonReuters

JULY 8, 2021

Today, finance is the corporate function most commonly managed this way — but longstanding obstacles have prevented the model from being extended to statutory reporting and tax compliance. Tax & Tech Talks: How to Achieve Global Statutory Financial Compliance.

Technology 98

Technology Finance Compliance Corporate Finance 98

John Jenkins

MARCH 23, 2022

Yesterday, the SEC’s Division of Corporation Finance issued a handful of new CDIs relating to M&A topics.

Compliance 40

Compliance Corporate Finance Finance 40

IVSC

FEBRUARY 25, 2022

These include litigation support such as in family law, corporate/commercial litigation, and expropriation; income tax compliance and planning; financial reporting; financial instruments valuation; corporate finance and transaction advisory; and business advisory…the list goes on and on.

Business Valuation 130

Business Valuation Intangible Assets Corporate Finance Marketability 130

Reynolds Holding

NOVEMBER 30, 2023

On November 21, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued eight new Compliance & Disclosure Interpretations (C&DIs), and revised two previously issued C&DIs, relating to the final pay-versus-performance (PVP) disclosure rules adopted last year.

Compliance 40

Compliance Total Shareholder Return Dividends Market Capitalization 40

Global Finance

JULY 29, 2024

They oversee the entire financial operations of a company: from strategic financial planning and risk management to advising on investment decisions and ensuring regulatory compliance. Bokhari’s observations, they agreed, highlight a serious issue in the corporate finance world: making numbers cool again.

Start-ups 105

Start-ups Finance Corporate Finance Compliance 105

Global Finance

JUNE 6, 2024

The project’s deployment required the collaborative efforts of several bank departments, including business, legal, compliance, engineering, security and IT, as well as outside technology vendors Metaco and Avaloq. Innovation: Blockchain-Based Digital Bond Project Company: China Central Depository & Clearing Co.

Banking 109

Banking Treasury Technology Compliance 109

M&A Leadership Council

OCTOBER 1, 2024

As an executive team member, she provides strategic oversight of the organization’s financial, legal, HR, and corporate and client operations, ensuring resiliency and stability across all divisions. Marla partners with all key stakeholders, including the board of directors, investors, sales, client partners, and vendors.

Treasury 52

Treasury Corporate Finance Finance Compliance 52

Reynolds Holding

OCTOBER 1, 2023

On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance & Disclosure Interpretations (C&DIs) relating to the pay-versus-performance (PVP) disclosure rules adopted last year.

Compliance 40

Compliance Equity Marketability Corporate Finance 40

Appraiser Newsroom

MARCH 20, 2024

In addition to myriad publications in academic journals, Professor Damodaran is the author of several highly-regarded and widely-used academic texts on Valuation, Corporate Finance, and Investment Management. Compliance Consulting and a Managing Director at Duff & Phelps.

Intangible Assets 52

Intangible Assets Compliance Equity Finance 52

Brian DeChesare

JUNE 15, 2022

Back Office: In these roles, you work on processes and systems that exist regardless of revenue generated , such as compliance/regulations, onboarding new hires, and making sure everyone’s computer works. And if you can find a legal role that deals with high-level issues – not basic compliance – that can also be good.

Banking 98

Banking Treasury Start-ups Finance 98

Appraiser Newsroom

MAY 1, 2024

By Judd Schneider, CFA and Michael Rigby, CFA In the complex world of multinational corporations, the preparation of legal entity valuations is a critical aspect of strategic decision-making and compliance. Looking for a deeper dive into this specialty?

Intangible Assets 52

Intangible Assets Fair Market Value Compliance Private Equity Firm 52

Brian DeChesare

JANUARY 22, 2025

If you do IB, you can get into deal-based roles ( private equity , corporate development , venture capital , etc.), and areas like corporate finance or strategy at normal companies. public markets roles ( hedge funds , asset management , etc.), bulge bracket research team to startup PE firm). No, probably not.

Equity 64

Equity Banking Start-ups Finance 64

Reynolds Holding

MAY 7, 2024

For regulators and compliance professionals, these findings add a layer of complexity to the oversight of disclosure practices. They challenge the assumption that nondisclosure is purely a matter of oversight or regulatory noncompliance, pointing instead to a calculated strategy in managing corporate finance.

Finance 45

Finance Corporate Finance Compliance Banking 45

Reynolds Holding

JUNE 15, 2022

However, as described below under “Compliance Dates”, extended transition periods will be available for certain filings or submissions. Subsequently, on June 25, 2020, the Division of Corporation Finance indefinitely extended this no-action relief. [2]. COMPLIANCE DATES. BACKGROUND. ENDNOTES. [1] 33-11070 and No.

Corporate Finance 45

Corporate Finance Compliance Finance Banking 45

Reynolds Holding

AUGUST 2, 2022

Among those who study corporate financial distress and reorganization, the notion that senior lenders are in control is deeply ingrained. Celebrated papers in the law and corporate finance literatures attribute lender influence during periods of distress to blue-sky contracting practices. [1] 917 (2003); Douglas G. 751 (2002).

Corporate Finance 64

Corporate Finance Equity Finance Enterprise Value 64

Reynolds Holding

APRIL 7, 2022

First, financial covenants and similar provisions requiring debtor compliance effectively constrain tunneling, which would otherwise affect the financial metrics used in those provisions and as a result put companies in violation of them. But bank financing comes with its own restrictions, which should also constrain tunneling.

Banking 64

Banking Finance Equity Compliance 64

ThomsonReuters

AUGUST 2, 2021

This SPAC boom has undoubtedly caught the attention of the SEC, with Staff in the Division of Corporation Finance issuing CF Disclosure Guidance: Topic No. A statement by Acting Director of the Division of Corporation Finance John Coates in April 2021 hints that the safe harbor protections for forward-looking statements?

Corporate Finance 52

Corporate Finance Equity Finance Compliance 52

Reynolds Holding

JANUARY 11, 2023

Over the past sixteen-plus years, the Division of Corporation Finance staff has provided many interpretations [3] and issued numerous comment letters that have helped guide companies’ compliance with, and understanding of, these principles-based disclosure requirements. Easterbrook and McDonald’s Corporation , Release No.

Compliance 49

Compliance Corporate Finance Finance 49

ThomsonReuters

DECEMBER 15, 2020

Companies face three main challenges when preparing to implement operational transfer pricing (OTP) technology—finance system and data issues, accountability questions, and continually changing compliance requirements. Finance Systems & Data. “Those three challenges are driving. “The systems aren’t.

Finance 52

Finance Corporate Finance Start-ups Technology 52

Reynolds Holding

SEPTEMBER 24, 2024

The Internal Revenue Service (IRS) routinely monitors public companies to assess compliance with tax laws. In a new paper, we aim to fill IRS monitoring of specific companies and those companies’ proclivity to commit non-financial corporate misconduct. compliance costs).

Compliance 45

Compliance Corporate Finance Equity Finance 45

ThomsonReuters

APRIL 18, 2023

Deliver accounting and compliance news alerts so practitioners are regularly provided critical accounting, audit, and corporate finance developments, along with expert analysis. Deliver frequently updated news and articles about employee benefits law and compliance. AI can help.

Compliance 52

Compliance Technology Start-ups Finance 52

Brian DeChesare

JUNE 19, 2024

After paying for rent, accounting, legal, IT, compliance, etc., You’ll need all the usual documents, such as the Limited Partnership Agreement, the Offering Memorandum, the Compliance and Risk Guidelines, etc., Assuming you charge a 2% management fee, that is $1 million in annual fees to cover overhead, salaries, and other expenses….

Start-ups 105

Start-ups Private Equity Firm Finance Equity 105

ThomsonReuters

SEPTEMBER 2, 2021

A tax provision is just one type of provision that corporate finance departments set aside to cover a probable future expense. Use tools such as the industry-leading Thomson Reuters Corporate Income Tax Provision Checklists to assess income tax measurement processes, disclosure requirements, and risk management controls.

Start-ups 52

Start-ups Compliance Corporate Finance Finance 52

Reynolds Holding

AUGUST 15, 2023

We also provide a simple theoretical analysis of corporate borrowers’ decisions on ESG integration under different competition structures in the financial market. Our model has several components reflecting key features of greenwashing in corporate finance. Review of Finance , 26(6): 1585–1633. Management Science.

Marketability 76

Marketability Finance Corporate Finance Equity 76

Audit Board

NOVEMBER 20, 2022

Companies — set in their ways, resistant to change, and hoping to make compliance as easy as possible — will naturally push the envelope. Many embraced ESG reporting as a feel-good marketing exercise, but accuracy and verification weren’t required. The proposed rule, however, is prescriptive, putting money and credibility at stake.

Compliance 52

Compliance Corporate Finance Banking Finance 52

Global Finance

JUNE 6, 2024

Compliance requirements are substantial and are increasingly integrated into the company’s strategy, making the CFO’s voice significant. Brizzio: The CFO plays a vital role, as these processes involve extensive interaction across various sectors of the company.

Finance 59

Finance Compliance Technology Corporate Finance 59

Reynolds Holding

SEPTEMBER 24, 2024

15] Corporation Finance The Division of Corporation Finance seeks to ensure that investors have access to the information they need to make informed investment and voting decisions when a company offers its securities to the public, and on an ongoing basis as companies continue to provide information to the marketplace.

Treasury 45

Treasury Compliance Marketability Start-ups 45

Reynolds Holding

APRIL 16, 2023

First, the proposal would require certain entities in the government securities markets known as interdealer brokers (IDBs) to comply with Regulation ATS and Regulation Systems Compliance and Integrity. These IDBs function like exchanges but currently are not regulated like exchanges.

Treasury 45

Treasury Marketability Corporate Finance Technology 45