Remove Banking Remove Compliance Remove Whitepaper
article thumbnail

What Is A Compliance Management System And Why Your FI Needs One

N Contracts

EXECUTIVE SUMMARY: The definition of a CMS includes three key elements: board and management oversight; a compliance program; and violations of law and consumer harm. The whitepaper breaks down each of these elements and offers advice for streamlining existing compliance functions to create a more effective and efficient CMS.

article thumbnail

Creating Reliable Risk Assessments

N Contracts

EXECUTIVE SUMMARY: This whitepaper explains how financial institutions can avoid common pitfalls to conduct reliable, consistent, and timely risk assessments.

article thumbnail

The CSRD: Upcoming Requirements and How to Prepare

Audit Board

The CSRD will have both sector-specific disclosure requirements, such as for banking and financial services, infrastructure, and manufacturing, plus overarching common sustainability reporting standards. Enhance Your ESG Strategy Today ESG reporting is a relatively new field of public disclosures that is only growing in importance.

Finance 52