Remove Accounting Firms Remove Banking Remove Equity
article thumbnail

Review of Comments on SEC Climate Rulemaking

Harvard Corporate Governance

This can be contrasted with the view that Scope 3 disclosures are being made by some entities already (see Private Equity Stakeholder Project ). A critique that was raised was that the threshold may lead to investors receiving immaterial information (see Deutsche Bank Securities Inc. Bank of America and ICAEW ).

Banking 198
article thumbnail

Appraiser Newsroom - Untitled Article

Appraiser Newsroom

Marina advises clients on valuation of complex securities for tax, financial reporting and risk management, including fixed income, commodity, and equity derivatives, contingent assets/liabilities, earnouts, and intellectual property. Josh Schaeffer, Ph.D , is Managing Director at Equity Methods.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Trending Sources

article thumbnail

Debevoise Discusses SEC’s Division of Enforcement Year-End Results

Reynolds Holding

The SEC’s press release specifically called out actions against several large banks, among 22 other advisory firms, broker-dealers, and credit rating agencies, which resulted in over $400 million in penalties. The press release highlighted actions against several audit and accounting firms, including Prager Metis and Crowe U.K.

Banking 49
article thumbnail

SEC Announces Enforcement Results for Fiscal Year 2023

Reynolds Holding

For example: Twenty-five advisory firms, broker-dealers , and/or credit rating agencies , including Wells Fargo , HSBC, and Scotia Capital , agreed to pay combined civil penalties totaling more than $400 million to settle charges that they violated the recordkeeping requirements of the federal securities laws; and ABB Ltd.,

article thumbnail

Sports Private Equity: Bright Spot in a Troubled PE Landscape or an Emerging Bubble?

Brian DeChesare

Amidst the miserable deal environment of the past few years, there has been one bright spot: sports private equity. Even as deal activity, fundraising, and exits have slowed everywhere, billionaires and PE firms backed by billionaires continue to acquire and invest in sports teams. only a handful a decade ago).

Equity 103
article thumbnail

Sullivan & Cromwell Discusses the Implications for Financial Institutions of Proposed SEC Climate Disclosure Rules

Reynolds Holding

However, in response to demands from investors and other stakeholders, many banks, asset managers and insurance companies have voluntarily made climate disclosures in their sustainability or environmental, social and governance (ESG) reports or other public materials. In the insurance sector, the U.S.

Finance 45
article thumbnail

Skadden Discusses Final FinCEN Rule on Beneficial Ownership Reporting

Reynolds Holding

These include: certain issuers of securities registered with the Securities and Exchange Commission; certain financial institutions, including domestic banks, bank holding companies, federal or state credit unions, and FinCEN-registered money services businesses; certain U.S. presence; and. Ownership Interests.