Reynolds Holding

JANUARY 23, 2024

Wells Fargo Investors’ $1 billion settlement against Wells Fargo comes in the wake of years of scandal and resolves allegations that the bank concealed its inability to clean up its act. In 2018 and 2019, Wells Fargo is alleged to have repeatedly told investors that it was implementing and developing the required governance reforms.

Banking 59

Banking Private Equity Firm Alpha Compliance 59

Reynolds Holding

JANUARY 9, 2023

Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. Canadian Imperial Bank of Commerce.

Banking 81

Banking Private Equity Firm Marketability Compliance 81

Musings on Markets

JANUARY 9, 2021

While the universe of companies is diverse, with approximately half of all firms from emerging markets, it is more concentrated in market capitalization, with the US accounting for 40% of global market capitalization at the start of the year.

Risk Premium 52

Risk Premium Market Capitalization Equity Start-ups 52

Musings on Markets

NOVEMBER 1, 2023

If you add to that the self-inflicted wounds including Musk tweeting out that he had a deal to sell the company at $420 a share, funding secured , in 2018, it is not surprising that the stock has had periods of trauma.

Start-ups 116

Start-ups Marketability Market Capitalization Equity 116

Musings on Markets

OCTOBER 4, 2021

In the decade since, that has changed, as the smart phone market has exploded to reach hundreds of millions of Indians in 2020. In 2017 it added Paytm Gold , allowing users to buy gold in quantities as little as 1 rupee, and Paytm Payments Bank , a messaging platform with in-Chat payments.

Start-ups 75

Start-ups Banking Marketability Technology 75

Reynolds Holding

JULY 10, 2024

45] And there is some evidence that Black and brown investors have now been disproportionately harmed during the downturn of crypto markets over the last two years. [46] Meanwhile, four months later, the combined market capitalization of crypto assets reached approximately $3 trillion. [49] 3d 352, 359 (S.D.N.Y. 240.13a-15. [35]

Marketability 49

Marketability Technology Finance Compliance 49

Cooley M&A

FEBRUARY 1, 2024

Continuing the trend we noted for 2022 , sponsors increasingly used private credit sources in lieu of the syndicated debt markets to finance buyouts in 2023. in 2023 , showing that competitive pressures in the financing markets could not provide relief from the rising interest rate environment. in 2022 to 5.9x

Equity 59

Equity Finance Marketability Start-ups 59

Reynolds Holding

NOVEMBER 15, 2022

In the SEC’s action charging Barclays PLC and Barclays Bank PLC with an illegal over-issuance of securities, the SEC imposed a $200 million penalty. Paul, Eagle Bancorp’s former CEO , whom the SEC charged with negligently making false and misleading statements about related party loans extended by the bank to Paul’s family trusts.

Compliance 45

Compliance Marketability Technology Alpha 45

Musings on Markets

SEPTEMBER 1, 2021

As China's economy has grown, its financial markets have also found their footing, albeit at a slower pace. It is beyond debate that China's economy and markets have had a renaissance, cementing the country’s place as a leading economic power.

Market Capitalization 98

Market Capitalization Marketability Start-ups Technology 98

Harvard Corporate Governance

JUNE 15, 2024

The most prominent wolfpack notice filing this year occurred at Tesla, where the New York City Comptroller’s Office (NYCCO), together with the SOC Investment Group and Amalgamated Bank, among others, urged shareholders to reject the ratification of CEO Elon Musk’s pay package. Foundation Building Materials, Inc.,

Dividends 135

Dividends Marketability Banking Start-ups 135